The page is the record's research on the issuer — no analyst, no rating, no view.

# Spotify Technology S.A. (NYSE: SPOT) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Spotify Technology S.A., listed on the NYSE under ticker SPOT, with ISIN USL8681T1027 and LEI not on the record. Its security type is Non-operating entity type (other), its segment is not on the record, its sector is 4832 Radio Broadcasting Stations, and its jurisdiction is Luxembourg. Its listing status is listed, not halted.

## The disclosure read

The record holds 105 filings in the window 2025-11-08 to 2026-11-08, across 33 filing days: 78 directors' dealings, 14 results and 13 regulatory filings. The median gap between filing days is 7.0 days. The latest filing is dated 2026-11-03, is a directors' dealings filing, and falls 5 days before the record date. The NYSE peer medians are 6.0 days cadence, 64.0 filings and 4.0 days latency across 3256 issuers; the sector peer medians are 7.0 days cadence, 42.0 filings and 5.0 days latency across 10 issuers.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no auditor name tag, and its location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, and the segment move is not on the record. The issuer is listed and not halted.

## Orderability

The outcome is not determinable because the chapter's orderability section names no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read, and the count is 0.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is sealed, and the issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

7 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001639920.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NYSE/SPOT (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/SPOT (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/SPOT · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
