The page is the record's research on the issuer — no analyst, no rating, no view. # SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST (NYSE: SPPP) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST is listed on the NYSE under the ticker SPPP. Its ISIN is US85207Q1040. Its LEI is not on the record, as no GLEIF record carries the exact legal name in jurisdiction US-A6. Its security type is non-operating entity type (other). Its segment is not on the record. Its sector is 6221 Commodity Contracts Brokers & Dealers. Its jurisdiction is Ontario, Canada. Its status is listed, not halted. ## The disclosure read The record holds 3 filings in the twelve months to 2026-11-08, all of type results, on 3 filing days. The median gap between filing days is 75.0 days. The latest filing is dated 2026-08-13 and is of type results, and 87 days separate it from the record date. The NYSE median cadence gap is 6.0 days across 3256 issuers, and the NYSE median latency is 4.0 days, with a median of 64.0 filings. The sector median cadence gap is 17.0 days across 137 issuers, the sector median latency is 5 days, and the sector median filing count is 16. The issuer's cadence gap of 75.0 days is above the NYSE median and above the sector median. Its latency of 87 days is above the NYSE median and above the sector median. Its filing count of 3 is below the NYSE median and below the sector median. ## Auditor The auditor of record is not on the record, as the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting, or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The orderability outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's investor-relations pages read. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 7 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001539190.json (identity.jurisdiction) - https://mcp.us-cm-kg.ai/events/NYSE/SPPP (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/SPPP (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/SPPP · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp