{
 "as_of": "2026-11-08",
 "cmr": "us-cm-kg/NYSE/SPYU",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# BANK OF MONTREAL /CAN/ (NYSE: SPYU) — research page\n\nAs of 2026-11-08 · us-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is BANK OF MONTREAL /CAN/, listed on the NYSE under ticker SPYU, with ISIN US0636795678 and LEI NQQ6HPCNCCU6TUTQYE16. Its security type is Corporate, its segment is not on the record, and its sector is 6029 Commercial Banks, NEC, with jurisdiction in Ontario, Canada. Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 8,636 filings in the twelve months to 2026-11-08, across 247 filing days. Of these, 4,737 are prospectus filings, 3,860 are regulatory filings and 39 are results. The median gap between filing days is 1.0 day. The latest filing is dated 2026-11-06, two days before the record date, and is a prospectus. The NYSE median cadence gap is 6.0 days, with a median of 64.0 filings and a median latency of 4.0 days. The sector median cadence gap is 1.0 day, with a median of 8,636 filings and a median latency of 2 days.\n\n## Auditor\n\nThe auditor and its location are not on the record, as the latest annual report cover carries no auditor name tag. The record holds no auditor changes.\n\n## Events and halts\n\nThe record holds no delisting, name change or segment move. Listing lines are dated 2026-06-02, 2026-08-04, 2026-08-10, 2026-08-19, 2026-08-26 and 2026-09-09. The domicile change is not on the record. The halt flag reads listed, not halted.\n\n## Orderability\n\nThe outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, because the chapter as of 2026-11-04 names no client categories. The chapter's orderability section carries no client_categories field.\n\n## Coverage\n\nNo research houses were found on the issuer's investor-relations page.\n\n## Open research\n\nNo openly published research notes were found on the record.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.\n\n## Sources\n\n8 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)\n- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)\n- https://data.sec.gov/submissions/CIK0000927971.json (identity.jurisdiction)\n- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)\n- https://mcp.us-cm-kg.ai/events/NYSE/SPYU (the disclosure lines)\n- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)\n- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.us-cm-kg.ai/record/NYSE/SPYU (the record)\n",
 "market": "US",
 "node": "us-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "live_record_began": "2026-09-12",
   "node_history_from": "2021-01-04",
   "node_years_sealed": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ],
   "record_version": 1,
   "sealed": true
  },
  "auditor": {
   "auditor": {
    "market": "US",
    "reason": "no dei:AuditorName tag on the latest annual report cover (foreign private issuers and older filings carry none)",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "US",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "US",
    "state": "not_on_record"
   },
   "changes": []
  },
  "cmr": "us-cm-kg/NYSE/SPYU",
  "coverage": {
   "count": 0,
   "houses": [],
   "pages_checked": [],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-11",
   "since": null,
   "state": "none_found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 3256,
     "median_cadence_gap_days": 6,
     "median_filings": 64,
     "median_latency_days": 4,
     "name": "NYSE"
    },
    "sector": {
     "issuers": 85,
     "median_cadence_gap_days": 1,
     "median_filings": 8636,
     "median_latency_days": 2,
     "name": "6029 Commercial Banks, NEC"
    }
   },
   "by_type": {
    "prospectus": 4737,
    "regulatory_filing": 3860,
    "results": 39
   },
   "cadence_median_gap_days": 1,
   "filing_days": 247,
   "filings": 8636,
   "latency_days": 2,
   "latest": [
    {
     "category": "424B2",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000183988226055544/bmo7657_424b2-37910.htm",
     "title": "424B2 — ARC 7657",
     "type": "prospectus"
    },
    {
     "category": "424B2",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000183988226055543/bmo7628_424b2-37909.htm",
     "title": "424B2 — ARC 7628",
     "type": "prospectus"
    },
    {
     "category": "424B2",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000183988226055536/bmo6439_424b2-37922.htm",
     "title": "424B2 — ELN 6439",
     "type": "prospectus"
    },
    {
     "category": "FWP",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000183988226055509/bmo7702_fwp-37874.htm",
     "title": "FWP — ARC 7702",
     "type": "regulatory_filing"
    },
    {
     "category": "FWP",
     "date": "2026-11-06",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000183988226055508/bmo7701_fwp-37872.htm",
     "title": "FWP — ARC 7701",
     "type": "regulatory_filing"
    }
   ],
   "latest_filing_date": "2026-11-06",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.us-cm-kg.ai/events/NYSE/SPYU",
   "window": {
    "from": "2025-11-08",
    "to": "2026-11-08"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "NYSE"
   },
   "isin": {
    "read_by": "SEC Fails-to-Deliver data (CUSIP for the symbol) · ISIN = US + CUSIP + ISO 6166 check digit",
    "read_date": "2026-10-14",
    "read_date_basis": "last_seen",
    "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data",
    "state": "sourced",
    "value": "US0636795678"
   },
   "jurisdiction": {
    "read_by": "EDGAR submissions API (issuer header as filed) (stateOfIncorporation)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0000927971.json",
    "state": "sourced",
    "value": "Ontario, Canada"
   },
   "lei": {
    "read_by": "GLEIF ISIN-to-LEI mapping file (daily), LEI by exact ISIN",
    "read_date": "2026-11-08",
    "read_date_basis": "the field",
    "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download (ISIN US0636795678)",
    "state": "sourced",
    "value": "NQQ6HPCNCCU6TUTQYE16"
   },
   "name": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0000927971.json",
    "state": "sourced",
    "value": "BANK OF MONTREAL /CAN/"
   },
   "sector": {
    "read_by": "EDGAR submissions API (issuer header as filed) (SIC code as assigned by the SEC)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0000927971.json",
    "state": "sourced",
    "value": "6029 Commercial Banks, NEC"
   },
   "security_type": {
    "read_by": "EDGAR submissions API (issuer header as filed)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://data.sec.gov/submissions/CIK0000927971.json",
    "state": "sourced",
    "value": "Corporate"
   },
   "segment": {
    "market": "US",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "EDGAR company_tickers_exchange.json (SEC list of exchange-listed filers)",
    "read_date": "2026-11-08",
    "read_date_basis": "the record version as_of",
    "source": "https://www.sec.gov/files/company_tickers_exchange.json",
    "state": "sourced",
    "value": "SPYU"
   },
   "website": {
    "market": "US",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": [],
   "domicile_change": {
    "market": "US",
    "reason": "EDGAR states no dated change of state of incorporation on a filing line",
    "state": "not_on_record"
   },
   "listing": [
    {
     "date": "2026-06-02",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000114336226000192/AIQDAIQU060226.pdf",
     "title": "CERT — NYSE ARCA CERTIFICATION"
    },
    {
     "date": "2026-06-02",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000121465926007017/j5282628a12b.htm",
     "title": "8-A12B — AIQU & AIQD"
    },
    {
     "date": "2026-08-04",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000121465926009506/y7302698a12b.htm",
     "title": "8-A12B — SMHD & SMHU"
    },
    {
     "date": "2026-08-04",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000141783526000239/8A_Cert_SMHU_SMHD.pdf",
     "title": "CERT — CBOE BZX CERTIFICATION"
    },
    {
     "date": "2026-08-10",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000121465926009817/z862628a12b.htm",
     "title": "8-A12B — SMHU-SMHD LAUNCH"
    },
    {
     "date": "2026-08-10",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000141783526000256/8A_Cert_HYGU_HYGD_LQDU_LQDD.pdf",
     "title": "CERT — CBOE BZX CERTIFICATION"
    },
    {
     "date": "2026-08-19",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000121465926010573/z8172618a12b.htm",
     "title": "8-A12B — COUNTRY ETNS LAUNCH"
    },
    {
     "date": "2026-08-19",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000141783526000277/8A_Cert_BMO.pdf",
     "title": "CERT — CBOE BZX CERTIFICATION"
    },
    {
     "date": "2026-08-26",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000114336226000326/MNGU082626.pdf",
     "title": "CERT — NYSE ARCA CERTIFICATION"
    },
    {
     "date": "2026-08-26",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000121465926010865/s8242658a12b.htm",
     "title": "8-A12B — ETN MNGU"
    },
    {
     "date": "2026-09-09",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000121465926011498/z942628a12b.htm",
     "title": "8-A12B — ETNS XLC & XLP"
    },
    {
     "date": "2026-09-09",
     "source": "https://www.sec.gov/Archives/edgar/data/927971/000141783526000294/8A_Cert_XLCU_XLCD_XLPU_XLPD.pdf",
     "title": "CERT — CBOE BZX CERTIFICATION"
    }
   ],
   "name_change": [],
   "segment_move": {
    "market": "US",
    "reason": "the exchanges' tier transfers are not EDGAR filings",
    "state": "not_on_record"
   }
  },
  "market": "US",
  "node": "us-cm-kg",
  "numbers_hash": "sha256:023b7f917b8df707f540c4e2ae4055997c4b1ffeb271ba0711bbb9faa3d114d8",
  "open_research": {
   "read_date": "2026-11-11",
   "rows": [],
   "state": "none_found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [],
   "determinable": false,
   "read": {
    "chapter": "https://mcp.us-cm-kg.ai/book/aio.json",
    "door": "https://mcp.us-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category",
   "rule_version": "acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1",
   "section": "us.aio.v8"
  },
  "record": {
   "as_of": "2026-11-08",
   "url": "https://mcp.us-cm-kg.ai/record/NYSE/SPYU",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-08",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:023b7f917b8df707f540c4e2ae4055997c4b1ffeb271ba0711bbb9faa3d114d8",
 "path": "/us/NYSE/SPYU",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is BANK OF MONTREAL /CAN/, listed on the NYSE under ticker SPYU, with ISIN US0636795678 and LEI NQQ6HPCNCCU6TUTQYE16. Its security type is Corporate, its segment is not on the record, and its sector is 6029 Commercial Banks, NEC, with jurisdiction in Ontario, Canada. Its listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 8,636 filings in the twelve months to 2026-11-08, across 247 filing days. Of these, 4,737 are prospectus filings, 3,860 are regulatory filings and 39 are results. The median gap between filing days is 1.0 day. The latest filing is dated 2026-11-06, two days before the record date, and is a prospectus. The NYSE median cadence gap is 6.0 days, with a median of 64.0 filings and a median latency of 4.0 days. The sector median cadence gap is 1.0 day, with a median of 8,636 filings and a median latency of 2 days.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor and its location are not on the record, as the latest annual report cover carries no auditor name tag. The record holds no auditor changes.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "The record holds no delisting, name change or segment move. Listing lines are dated 2026-06-02, 2026-08-04, 2026-08-10, 2026-08-19, 2026-08-26 and 2026-09-09. The domicile change is not on the record. The halt flag reads listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, because the chapter as of 2026-11-04 names no client categories. The chapter's orderability section carries no client_categories field.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "No research houses were found on the issuer's investor-relations page.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found on the record.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "8 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.sec.gov/files/company_tickers_exchange.json"
  },
  {
   "for": "identity.isin",
   "source": "https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://data.sec.gov/submissions/CIK0000927971.json"
  },
  {
   "for": "identity.lei",
   "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.us-cm-kg.ai/events/NYSE/SPYU"
  },
  {
   "for": "the halt flag",
   "source": "https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.us-cm-kg.ai/book/aio.json"
  },
  {
   "for": "the record",
   "source": "https://mcp.us-cm-kg.ai/record/NYSE/SPYU"
  }
 ],
 "title": "BANK OF MONTREAL /CAN/ (SPYU) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}