Total Return Securities Fund (SWZ) — research page
US · us-cm-kg/NYSE/SWZ · as of 2026-11-08
Identity and listing
The issuer is Total Return Securities Fund, listed on NYSE under ticker SWZ. Its ISIN is US8708751016 and its LEI is 549300HQZ0XPGTS5Q724. The security type is Non-operating entity type (other). The segment is not on the record and the sector is not on the record. The jurisdiction is United States, Maryland. The listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | Total Return Securities Fund | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | SWZ | source · 2026-11-08 |
| ISIN | US8708751016 | source · 2026-09-11 |
| LEI | 549300HQZ0XPGTS5Q724 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Maryland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 75 filings in the twelve months from 2025-11-08 to 2026-11-08, across 61 filing days. The median gap between filing days is 5.0 days. The median gap on NYSE is 6.0 days across 3256 issuers, and the issuer's gap is below that median. The latest filing is dated 2026-10-13 and is of type directors_dealings, 26 days before the record date of 2026-11-08. The median latency on NYSE is 4.0 days. The median filings on NYSE is 64.0. The sector median is not on the record for this market.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 75 | 5 | 26 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-13 | directors_dealings | 4 | 4 |
| 2026-09-30 | directors_dealings | 4 | 4 |
| 2026-09-29 | directors_dealings | 4 | 4 |
| 2026-09-04 | regulatory_filing | N-CSRS | N-CSRS — CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT |
| 2026-09-01 | directors_dealings | 4 | 4 |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, as the chapter's orderability section carries no client_categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read, and the count is 0.
Open research
No openly published research notes were found, and the count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer is sealed for the years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0000813623.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/SWZ (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/SWZ (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US8708751016"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:16cc5be81fcb4f35.