TOP SHIPS INC. (TOPS) — research page
US · us-cm-kg/NYSE/TOPS · as of 2026-11-08
Identity and listing
The issuer is TOP SHIPS INC., listed on NYSE under ticker TOPS, with ISIN USY8897Y2304 and LEI not on the record (no GLEIF record with the exact legal name in jurisdiction US-1T). The security type is Non-operating entity type (other), the segment is not on the record, the sector is 4412 Deep Sea Foreign Transportation of Freight, and the jurisdiction is Marshall Islands. The issuer is listed and not halted.
| field | value | source · read date |
|---|---|---|
| name | TOP SHIPS INC. | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | TOPS | source · 2026-11-08 |
| ISIN | USY8897Y2304 | source · 2026-10-13 |
| LEI | not on the record | |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | 4412 Deep Sea Foreign Transportation of Freight | source · 2026-11-08 |
| jurisdiction | Marshall Islands | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 63 filings in the window 2025-11-08 to 2026-11-08, across 41 filing days, comprising 5 directors' dealings, 18 prospectuses, 11 regulatory filings and 29 results. The median gap between filing days is 6.0 days, against an exchange median of 6.0 days across 3256 NYSE issuers and a sector median of 6.2 days across 56 issuers. Days from the latest filing to the record date are 2, against an exchange median of 4.0 days and a sector median of 11.0 days. The latest filing is dated 2026-11-06 and is a prospectus. The exchange median filings in the window is 64.0 and the sector median is 45.0.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 63 | 6 | 2 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| sector median: 4412 Deep Sea Foreign Transportation of Freight (56 issuers) | 45 | 6.2 | 11 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-06 | prospectus | F-3 | F-3 — F-3 |
| 2026-11-02 | prospectus | 424B3 | 424B3 — FORM 424B3 |
| 2026-11-02 | results | 6-K | 6-K — FORM 6-K |
| 2026-10-29 | regulatory_filing | SCHEDULE 13D/A | SCHEDULE 13D/A |
| 2026-10-28 | prospectus | 424B3 | 424B3 — 424B3 |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record (no dei:AuditorName tag on the latest annual report cover; foreign private issuers and older filings carry none), and the auditor's location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record (EDGAR states no dated change of state of incorporation on a filing line). The segment move is not on the record (the exchanges' tier transfers are not EDGAR filings). The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research house was found on the issuer's investor-relations pages read; the count is 0.
Open research
No openly published research notes were found; the count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with earliest sealed date 2021-01-04. The live record began 2026-09-12.
Sources
7 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001296484.json (identity.jurisdiction)
- 10.4
- https://mcp.us-cm-kg.ai/events/NYSE/TOPS (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.7
- https://mcp.us-cm-kg.ai/record/NYSE/TOPS (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"USY8897Y2304"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:15d7038ef97216a3.