The page is the record's research on the issuer — no analyst, no rating, no view.

# Turning Point Brands, Inc. (NYSE: TPB) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Turning Point Brands, Inc., listed on the NYSE under ticker TPB, with ISIN US90041L1052 and LEI 549300IYG00QF0VVP302. Its security type is Corporate, its sector is 2100 Tobacco Products, and its jurisdiction is the United States, Delaware. Segment is not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 47 filings across 29 filing days in the window 2025-11-08 to 2026-11-08. Of these, 26 are directors' dealings, 12 are regulatory filings, 6 are results, 2 are AGM/EGM filings, and 1 is a director change. The median gap between filing days is 3.0 days. The latest filing is dated 2026-09-21 and is a director change, 48 days before the record date. The NYSE median cadence gap is 6.0 days, the NYSE median filings count is 64.0, and the NYSE median latency is 4.0 days. The sector 2100 Tobacco Products holds 2 issuers, fewer than five, so no sector median is stated.

## Auditor

The auditor of record is KPMG LLP, located in Louisville, Kentucky. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting, name change or segment move lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

The issuer's investor-relations page names 4 research houses: Craig-Hallum, ROTH Capital Partners, Oppenheimer and Alliance Global.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

10 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001290677.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/TPB (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://www.sec.gov/Archives/edgar/data/1290677/000143774926006405/tpb20251231_10k.htm (the auditor)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://www.turningpointbrands.com/investor-relations/analyst-coverage/default.aspx (coverage)
- https://mcp.us-cm-kg.ai/record/NYSE/TPB (the record)

---
Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/TPB · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
