The page is the record's research on the issuer — no analyst, no rating, no view. # TRI-CONTINENTAL Corp (NYSE: TY-P) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing TRI-CONTINENTAL Corp is listed on the NYSE under the ticker TY-P, with LEI 6QVMFZKY1QSOOIHD7Y77; the ISIN is not on the record, which lists the US ISINs US8954361031, US8954361114 and US8954362021 against the LEI. Its security type is Non-operating entity type (other), its jurisdiction is the United States, Maryland, and its segment and sector are not on the record. Its status is listed, not halted. ## The disclosure read The record holds 22 filings in the twelve months from 2025-11-08 to 2026-11-08, across 19 filing days, with a median gap of 16.0 days between filing days. Of the filings, 9 are regulatory filings, 6 corporate news, 5 directors' dealings, 1 AGM/EGM and 1 prospectus. The latest filing is a prospectus dated 2026-09-28, 41 days before the record date of 2026-11-08. On the NYSE the record holds 3,256 issuers with a median of 64.0 filings, a median cadence gap of 6.0 days and a median latency of 4.0 days. The sector peer figures are not on the record for this market. ## Auditor The auditor is not on the record, because the latest annual report cover carries no AuditorName tag, as foreign private issuers and older filings do not. The auditor's location is not on the record, and the record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change events. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted. ## Orderability The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's own investor-relations page; the count is 0. ## Open research No openly published research notes were found; the count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. ## Sources 7 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://data.sec.gov/submissions/CIK0000099614.json (identity.jurisdiction) - https://api.gleif.org/api/v1/lei-records/6QVMFZKY1QSOOIHD7Y77 (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/TY-P (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NYSE/TY-P (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/TY-P · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp