The page is the record's research on the issuer — no analyst, no rating, no view.

# TRI-CONTINENTAL Corp (NYSE: TY) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is TRI-CONTINENTAL Corp, listed on the NYSE under ticker TY, with ISIN US8954361031 and LEI 6QVMFZKY1QSOOIHD7Y77. The security type is non-operating entity type (other), jurisdiction is United States, Maryland, and the segment and sector are not on the record. The status is listed, not halted.

## The disclosure read

The record holds 22 filings in the twelve months to 2026-11-08, across 19 filing days. The median gap between filing days is 16.0 days, and the latest filing is dated 2026-09-28, 41 days before the record date. The latest filing is a prospectus. The NYSE median is 6.0 days cadence, 64.0 filings and 4.0 days latency across 3256 issuers. The sector median is not on the record.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record, and the record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, since EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, since the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's own investor-relations page, and the count is 0.

## Open research

No openly published research notes were found, and the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0000099614.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/TY (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/TY (the record)

---
Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/TY · public-record only · the same page signed and receipted: get_research at https://mcp.getissuer.ai/mcp