The page is the record's research on the issuer — no analyst, no rating, no view.

# UBS Group AG (NYSE: UBS) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is UBS Group AG, listed on the NYSE under ticker UBS, with ISIN USH420971071. The LEI is not on the record. Its security type is recorded as non-operating entity type (other), its segment is not on the record, its sector is 6021 National Commercial Banks, and its jurisdiction is Switzerland. The issuer is listed and not halted.

## The disclosure read

The record holds 86 filings in the twelve months to 2026-11-08, across 40 filing days. The median gap between filing days is 5 days. The latest filing is dated 2026-11-05, 3 days before the record date, and is of type regulatory_filing. The NYSE median cadence gap is 6.0 days across 3,256 issuers, and the NYSE median latency is 4.0 days. The sector median cadence gap is 4 days across 177 issuers, and the sector median latency is 2 days.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no auditor name tag, and its location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change events. The domicile change is not on the record, and the segment move is not on the record. The issuer is listed and not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

The issuer's investor-relations page names 19 research houses: Autonomous, Barclays, Citi, Deutsche Bank, Exane BNP Paribas, Goldman Sachs, Jefferies, J.P. Morgan, Keefe, Bruyette & Woods, Kepler Cheuvreux, Mediobanca, Morgan Stanley, Morningstar, Oddo, RBC, Redburn, Santander, Vontobel and ZKB.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for the issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001610520.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NYSE/UBS (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html (coverage)
- https://mcp.us-cm-kg.ai/record/NYSE/UBS (the record)

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