The page is the record's research on the issuer — no analyst, no rating, no view. # UBS AG (NYSE: UCIB) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is UBS AG, listed on NYSE under ticker UCIB, with ISIN US90274D3908 and LEI BFM8T61CT2L1QCEMIK50. Its security type is recorded as non-operating entity type (other). Its segment is not on the record. Its sector is 6021 National Commercial Banks and its jurisdiction is Switzerland. Its listing status is listed, not halted. ## The disclosure read The record holds 13914 filings in the window from 2025-11-08 to 2026-11-08, across 246 filing days. Of these, 13765 are prospectus filings, 101 are regulatory filings, 47 are results and 1 is a halt or suspension. The median gap between filing days is 1 day. The latest filing is dated 2026-11-06 and is a prospectus, 2 days before the record date of 2026-11-08. The NYSE median cadence gap is 6.0 days, the NYSE median filings count is 64.0 and the NYSE median latency is 4.0 days. The sector median cadence gap is 4 days, the sector median filings count is 137 and the sector median latency is 2 days. The issuer's cadence gap is below the NYSE median and below the sector median. Its filings count is above the NYSE median and the sector median. Its latency is below the NYSE median and below the sector median. ## Auditor The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag, as foreign private issuers and older filings carry none. The auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The record holds one delisting, dated 2026-08-19. It holds no listing, no name change, no domicile change and no segment move. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage The issuer's investor-relations page names 19 research houses: Autonomous, Barclays, Citi, Deutsche Bank, Exane BNP Paribas, Goldman Sachs, Jefferies, J.P. Morgan, Keefe, Bruyette & Woods, Kepler Cheuvreux, Mediobanca, Morgan Stanley, Morningstar, Oddo, RBC, Redburn, Santander, Vontobel and ZKB. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12. ## Sources 9 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001114446.json (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://mcp.us-cm-kg.ai/events/NYSE/UCIB (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html (coverage) - https://mcp.us-cm-kg.ai/record/NYSE/UCIB (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NYSE/UCIB · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp