WESTWOOD HOLDINGS GROUP INC (WHG) — research page
US · us-cm-kg/NYSE/WHG · as of 2026-11-08
Identity and listing
The issuer is WESTWOOD HOLDINGS GROUP INC, listed on the NYSE under ticker WHG. ISIN US9617651040; LEI not on the record (no GLEIF record with the exact legal name in jurisdiction US-DE). Security type is Corporate. Segment is not on the record. Sector is 6282 Investment Advice. Jurisdiction is United States, Delaware. Listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | WESTWOOD HOLDINGS GROUP INC | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | WHG | source · 2026-11-08 |
| ISIN | US9617651040 | source · 2026-10-08 |
| LEI | not on the record | |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6282 Investment Advice | source · 2026-11-08 |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 71 filings across 48 filing days in the window 2025-11-08 to 2026-11-08. By type, the record holds 47 directors' dealings, 14 regulatory filings, 8 results, 1 AGM/EGM and 1 director change. The median gap between filing days is 4 days. The latest filing is a results filing dated 2026-11-05, 3 days before the record date of 2026-11-08. On the NYSE, the median cadence gap is 6.0 days, the median filings count is 64.0 and the median latency is 4.0 days across 3,256 issuers. In the sector 6282 Investment Advice, the median cadence gap is 5.0 days, the median filings count is 79 and the median latency is 3 days across 65 issuers.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 71 | 4 | 3 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| sector median: 6282 Investment Advice (65 issuers) | 79 | 5 | 3 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-05 | results | 10-Q | 10-Q — 10-Q |
| 2026-11-05 | results | 8-K | 8-K — 8-K (items 2.02,7.01,9.01) |
| 2026-10-27 | regulatory_filing | SCHEDULE 13G/A | SCHEDULE 13G/A |
| 2026-08-24 | regulatory_filing | N-PX | N-PX |
| 2026-08-14 | regulatory_filing | 13F-HR | 13F-HR |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is BDO USA, P.C., located in Dallas, Texas. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. Domicile change is not on the record: EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted.
Orderability
The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read. The count is 0.
Open research
No openly published research notes were found. The count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04, and the live record began 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001165002.json (identity.jurisdiction)
- 10.4
- https://mcp.us-cm-kg.ai/events/NYSE/WHG (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://www.sec.gov/Archives/edgar/data/1165002/000116500226000020/whg-20251231.htm (the auditor)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/WHG (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US9617651040"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:8e96cd1482780131.