The page is the record's research on the issuer — no analyst, no rating, no view.

# XAI Floating Rate & Alternative Income Trust (NYSE: XFLT) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is XAI Floating Rate & Alternative Income Trust, listed on the NYSE under ticker XFLT, with ISIN US98400T3041 and LEI 549300XT617P63BLW552. Its security type is non-operating entity type (other), its jurisdiction is United States, Delaware, and its status is listed, not halted. Segment and sector are not on the record.

## The disclosure read

The record holds 108 filings in the twelve months to 2026-11-08, across 49 filing days. The median gap between filing days is 3.5 days, and the latest filing is dated 2026-10-26 and is of type directors_dealings, 13 days before the record date. The NYSE median is 6.0 days for cadence gap, 64.0 filings and 4.0 days latency across 3,256 issuers. The sector median is not on the record.

## Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record, and the record holds no auditor changes.

## Events and halts

The record holds one lifecycle line: a delisting dated 2025-10-31. No listing, name change, domicile change or segment move is on the record, and the domicile and segment fields are not on the record. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001703079.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NYSE/XFLT (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NYSE/XFLT (the record)

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