CITIC SEC (06030) — research page
HK · hk-cm-kg/HKEX/06030 · as of 2026-11-04
Identity and listing
The issuer is CITIC SEC, listed on the Main Board of the HK market under ticker 06030, ISIN CNE1000016V2. Its LEI is not on the record. Its security type is Corporate. Its segment and jurisdiction are not on the record, and its sector is not on the record. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | CITIC SEC | source · 2026-11-04 |
| exchange | Main Board | source · 2026-11-04 |
| ticker | 06030 | source · 2026-11-04 |
| ISIN | CNE1000016V2 | source · 2026-11-04 |
| LEI | not on the record | |
| security type | Corporate | source · 2026-11-04 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | not on the record | |
| status | listed, not halted | source · 2026-11-04 |
The disclosure read
The record holds 206 filings in the twelve months to 2026-11-04, across 94 filing days. The median gap between filing days is 4 days. The latest filing is dated 2026-11-02 and is of type monthly_return, 2 days before the record date. The Main Board median cadence gap is 9.0 days, the median filings are 46.0, and the median latency is 2.0 days. The sector median is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 206 | 4 | 2 |
| exchange median: Main Board (2472 issuers) | 46 | 9 | 2 |
window 2025-11-04 to 2026-11-04 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is KPMG, and its location is not on the record. Auditor changes are not on the record.
Events and halts
The record carries no listing, delisting, name change, domicile change or segment move lines, as the index does not carry these types for this market. The halt flag shows listed, not halted.
Orderability
The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1, and the chapter as of date is 2026-11-04.
rule acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
The issuer's investor-relations page names 14 research houses: Guangfa Securities, Haitong Securities, CICC, China Merchants Securities, PING An Securities, Galaxy Securities, CITIC Securities, HSBC, CITI, BAML, Macquarie, Credit Suisse, CCBI and GSGH.
| research house | analyst | source · read date |
|---|---|---|
| Guangfa Securities | ZHANG Li | issuer page · 2026-11-12 |
| Haitong Securities | DING Wentao | issuer page · 2026-11-12 |
| CICC | Junhua MAO | issuer page · 2026-11-12 |
| China Merchants Securities | HONG Jinping | issuer page · 2026-11-12 |
| PING An Securities | JIAO Wenchao | issuer page · 2026-11-12 |
| Galaxy Securities | BAI Zhou | issuer page · 2026-11-12 |
| CITIC Securities | SHAO Ziqin | issuer page · 2026-11-12 |
| HSBC | York PUN | issuer page · 2026-11-12 |
| CITI | Christina YU | issuer page · 2026-11-12 |
| BAML | Winnie WU | issuer page · 2026-11-12 |
| Macquarie | Jian LI | issuer page · 2026-11-12 |
| Credit Suisse | Frances FENG | issuer page · 2026-11-12 |
| CCBI | Kenneth YUE | issuer page · 2026-11-12 |
| GSGH | Ning MA | issuer page · 2026-11-12 |
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer has no sealed years served on the record. The market's earliest sealed date is not on the record, as the market's vintage is not sealed. The live record began on 2026-09-12. Years 2021 through 2026 are sealed in the store but are not served as of a date, and the as-of door answers not_sealed.
Sources
7 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx (identity.exchange)
- 10.2
- https://mcp.hk-cm-kg.ai/events/HKEX/06030 (the disclosure lines)
- 10.3
- https://www.hkex.com.hk/eng/stat/smstat/dayquot/d261104e.htm (the halt flag)
- 10.4
- https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0422/2026042200382.pdf (the auditor)
- 10.5
- https://mcp.hk-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.6
- https://www.citics.com/newsite/en/investorRelations/Analyst/ (coverage)
- 10.7
- https://mcp.hk-cm-kg.ai/record/HKEX/06030 (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"CNE1000016V2"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:3dd5e56dbc3ebe87.