Futu Holdings Ltd (FUTU) — research page
US · us-cm-kg/NASDAQ/FUTU · as of 2026-11-08
Identity and listing
The issuer is Futu Holdings Ltd, listed on NASDAQ under ticker FUTU, ISIN US36118L1061, LEI 984500BE0C1NA5CE5109. Its security type is recorded as Non-operating entity type (other). Segment is not on the record. Sector is 6211 Security Brokers, Dealers & Flotation Companies, and jurisdiction is Cayman Islands. Listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | Futu Holdings Ltd | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | FUTU | source · 2026-11-08 |
| ISIN | US36118L1061 | source · 2026-09-23 |
| LEI | 984500BE0C1NA5CE5109 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6211 Security Brokers, Dealers & Flotation Companies | source · 2026-11-08 |
| jurisdiction | Cayman Islands | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 15 filings in the window 2025-11-08 to 2026-11-08, on 10 filing days, of which 8 are directors' dealings and 7 are results. The median gap between filing days is 15 days. The latest filing is dated 2026-08-20 and is a results filing, 80 days before the record date of 2026-11-08. The exchange median is 52 filings, a median cadence gap of 6.0 days and a median latency of 5.0 days across 4359 issuers. The sector median is 106.0 filings, a median cadence gap of 4.0 days and a median latency of 3 days across 56 issuers.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 15 | 15 | 80 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| sector median: 6211 Security Brokers, Dealers & Flotation Companies (56 issuers) | 106 | 4 | 3 |
| date | type | category | filing |
|---|---|---|---|
| 2026-08-20 | results | 6-K | 6-K — FORM 6-K |
| 2026-06-23 | directors_dealings | 4 | 4 — OWNERSHIP DOCUMENT |
| 2026-05-28 | results | 6-K | 6-K — FORM 6-K |
| 2026-05-22 | results | 6-K | 6-K — FORM 6-K |
| 2026-04-15 | results | 20-F | 20-F — 20-F |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag. Auditor location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read. The count is 0.
Open research
No openly published research notes were found on the record. The count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The vintage is sealed. The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001754581.json (identity.jurisdiction)
- 10.4
- https://api.gleif.org/api/v1/lei-records/984500BE0C1NA5CE5109 (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/FUTU (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NASDAQ/FUTU (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US36118L1061"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:093ceee8d8074ae9.