Horizon Technology Finance Corp (HRZN) — research page
US · us-cm-kg/NASDAQ/HRZN · as of 2026-11-08
Identity and listing
The issuer is Horizon Technology Finance Corp, listed on NASDAQ under ticker HRZN, with ISIN US44045A1025. The LEI is not on the record. The security type is Corporate, the segment and sector are not on the record, and the jurisdiction is United States, Delaware. The listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | Horizon Technology Finance Corp | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | HRZN | source · 2026-11-08 |
| ISIN | US44045A1025 | source · 2026-10-14 |
| LEI | not on the record | |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 64 filings across 37 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 4.0 days, against an exchange median of 6.0 days across 4359 NASDAQ issuers. The latest filing is dated 2026-11-05, 3 days before the record date, and is of type corporate_news. The exchange median latency is 5.0 days. The sector median is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 64 | 4 | 3 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-05 | corporate_news | 8-K | 8-K — FORM 8-K (items 8.01,9.01) |
| 2026-11-05 | results | 8-K | 8-K — FORM 8-K (items 2.02,9.01) |
| 2026-11-05 | results | 10-Q | 10-Q — FORM 10-Q |
| 2026-09-09 | corporate_news | 8-K | 8-K — FORM 8-K (items 1.01,9.01) |
| 2026-09-04 | regulatory_filing | 40-17G | 40-17G — 40-17G |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor and its location are not on the record. The record notes an auditor change dated 2026-05-14.
Events and halts
The record holds one delisting dated 2026-01-29. No listing or name change is on the record. The domicile change and segment move are not on the record. The halt flag is listed, not halted.
Orderability
The outcome is not determinable on this record. The chapter's orderability section carries no client categories, so the client category cannot be named. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read. The record holds a count of 0.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed annual data for the issuer for the years 2021 through 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
7 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001487428.json (identity.jurisdiction)
- 10.4
- https://mcp.us-cm-kg.ai/events/NASDAQ/HRZN (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.7
- https://mcp.us-cm-kg.ai/record/NASDAQ/HRZN (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US44045A1025"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:8d885c1acdea0cb9.