Oxford Lane Capital Corp. (OXLC) — research page
US · us-cm-kg/NASDAQ/OXLC · as of 2026-11-08
Identity and listing
The issuer is Oxford Lane Capital Corp., listed on NASDAQ under ticker OXLC, ISIN US6915438476, LEI 549300G3KO4JNQQD7Z72. Its security type on the record is non-operating entity type (other). Its jurisdiction is United States, Maryland. Segment and sector are not on the record. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | Oxford Lane Capital Corp. | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | OXLC | source · 2026-11-08 |
| ISIN | US6915438476 | source · 2026-10-09 |
| LEI | 549300G3KO4JNQQD7Z72 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Maryland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 47 filings in the twelve months to 2026-11-08, across 32 filing days. The median gap between filing days is 9 days. The latest filing is dated 2026-11-05 and is of type regulatory filing, 3 days before the record date. The NASDAQ median gap between filing days is 6.0 days, the NASDAQ median filings count is 52, and the NASDAQ median latency is 5.0 days. The sector peer figures are not on the record for this market.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 47 | 9 | 3 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-05 | regulatory_filing | N-CSRS | N-CSRS — N-CSRS |
| 2026-11-04 | regulatory_filing | N-23C-2 | N-23C-2 — N-23C-2 |
| 2026-10-23 | regulatory_filing | POS EX | POS EX — POS EX |
| 2026-10-23 | prospectus | 424B2 | 424B2 — 424B2 |
| 2026-10-22 | regulatory_filing | FWP | FWP — FWP |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.
Events and halts
The record holds a listing on 2026-03-20 and a listing on 2026-03-23, and a delisting on 2026-05-29. No name change is on the record. A domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. A segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The issuer is listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read. The count is 0.
Open research
No openly published research notes were found on the record. The count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with the earliest sealed date of the market at 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001495222.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/OXLC (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NASDAQ/OXLC (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US6915438476"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:836138092b52c1fb.