Oxford Lane Capital Corp. (OXLCN) — research page
US · us-cm-kg/NASDAQ/OXLCN · as of 2026-11-08
Identity and listing
The issuer is Oxford Lane Capital Corp., listed on NASDAQ under ticker OXLCN, with ISIN US6915438708 and LEI 549300G3KO4JNQQD7Z72. The security type is non-operating entity type (other), the jurisdiction is United States, Maryland, and the segment and sector are not on the record. The listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | Oxford Lane Capital Corp. | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | OXLCN | source · 2026-11-08 |
| ISIN | US6915438708 | source · 2026-10-08 |
| LEI | 549300G3KO4JNQQD7Z72 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Maryland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 47 filings on 32 filing days in the window from 2025-11-08 to 2026-11-08, comprising 2 AGM/EGM, 1 halt/suspension, 4 prospectus and 40 regulatory filings. The median gap between filing days is 9 days, against a NASDAQ median of 6.0 days across 4359 issuers. The latest filing is a regulatory filing dated 2026-11-05, 3 days before the record date of 2026-11-08, against a NASDAQ median latency of 5.0 days. The NASDAQ median filings count is 52, and the sector peer comparison is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 47 | 9 | 3 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-05 | regulatory_filing | N-CSRS | N-CSRS — N-CSRS |
| 2026-11-04 | regulatory_filing | N-23C-2 | N-23C-2 — N-23C-2 |
| 2026-10-23 | regulatory_filing | POS EX | POS EX — POS EX |
| 2026-10-23 | prospectus | 424B2 | 424B2 — 424B2 |
| 2026-10-22 | regulatory_filing | FWP | FWP — FWP |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag, and the record holds no auditor changes.
Events and halts
The record holds a listing on 2026-03-20 and a further listing on 2026-03-23, and a delisting on 2026-05-29. No name change is on the record, and the domicile change and segment move are not on the record. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, because the chapter as of 2026-11-04 carries no client categories. No signal code is given.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read, and the count is 0.
Open research
No openly published research notes were found, and the count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001495222.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/OXLCN (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NASDAQ/OXLCN (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US6915438708"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:17f20f03b941afcb.