PROSPECT CAPITAL CORP (PSEC) — research page
US · us-cm-kg/NASDAQ/PSEC · as of 2026-11-08
Identity and listing
PROSPECT CAPITAL CORP is listed on NASDAQ under ticker PSEC, ISIN US74348T1025, LEI 549300FSD8T39P5Q0O47. Its security type is Corporate. Segment and sector are not on the record. Jurisdiction is United States, Maryland. Status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | PROSPECT CAPITAL CORP | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | PSEC | source · 2026-11-08 |
| ISIN | US74348T1025 | source · 2026-10-14 |
| LEI | 549300FSD8T39P5Q0O47 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Maryland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 168 filings in the window 2025-11-08 to 2026-11-08, across 111 filing days. The median gap between filing days is 3.0 days. The NASDAQ median cadence gap is 6.0 days across 4359 issuers, and the NASDAQ median filings count is 52. Days from the latest filing to the record date are 3, against a NASDAQ median latency of 5.0 days. The sector median for the US market is not on the record. The latest filing is dated 2026-11-05 and is a corporate_news filing. Filings by type: 85 prospectus, 49 regulatory_filing, 14 agm_egm, 9 results, 7 directors_dealings, 3 corporate_news, 1 halt_suspension.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 168 | 3 | 3 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-05 | corporate_news | 8-K | 8-K — 8-K (items 1.01,9.01) |
| 2026-11-05 | results | 8-K | 8-K — 8-K (items 2.02,7.01,9.01) |
| 2026-11-04 | results | 10-Q | 10-Q — 10-Q |
| 2026-11-04 | prospectus | 424B3 | 424B3 — 424B3 |
| 2026-10-30 | regulatory_filing | 497AD | 497AD — 497AD |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, as the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. Halt status: listed, not halted.
Orderability
The outcome is not determinable, as the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with chapter as-of date 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read. The count is 0.
Open research
No openly published research notes were found. The count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001287032.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/PSEC (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NASDAQ/PSEC (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US74348T1025"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:76a8f83c6eb40793.