Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) — research page
US · us-cm-kg/NASDAQ/QQQX · as of 2026-11-08
Identity and listing
The issuer is Nuveen NASDAQ 100 Dynamic Overwrite Fund, listed on NASDAQ under ticker QQQX, with ISIN US6706991071 and LEI 549300UZIEJJJ5RD3T06. Its security type is non-operating entity type (other). Its segment and sector are not on the record. Its jurisdiction is United States, Massachusetts. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | Nuveen NASDAQ 100 Dynamic Overwrite Fund | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | QQQX | source · 2026-11-08 |
| ISIN | US6706991071 | source · 2026-11-08 |
| LEI | 549300UZIEJJJ5RD3T06 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Massachusetts | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 13 filings across 13 filing days in the window 2025-11-08 to 2026-11-08. By type, there are 1 agm_egm, 2 directors_dealings, 1 prospectus and 9 regulatory_filing. The median gap between filing days is 8.5 days. The latest filing is dated 2026-10-02 and is a prospectus, 37 days before the record date 2026-11-08. On NASDAQ, the exchange median is 52 filings, a median cadence gap of 6.0 days and a median latency of 5.0 days; the issuer's figures are 13 filings, 8.5 days and 37 days. The sector median is not on the record for this market.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 13 | 8.5 | 37 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-02 | prospectus | 424B3 | 424B3 — PROSPECTUS FILED PURSUANT TO RULE 424(B)(3) |
| 2026-09-03 | regulatory_filing | N-CSRS | N-CSRS — NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND |
| 2026-09-01 | directors_dealings | 3 | 3 |
| 2026-08-27 | regulatory_filing | NPORT-P | NPORT-P |
| 2026-08-20 | regulatory_filing | N-PX | N-PX |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is not on the record, as the latest annual report cover carries no dei:AuditorName tag. Its location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The issuer is listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client_categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's own investor-relations page. The count is 0.
Open research
No openly published research notes were found. The count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001608741.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/QQQX (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NASDAQ/QQQX (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US6706991071"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:d805ce2bd3263c5f.