RAND CAPITAL CORP (RAND) — research page
US · us-cm-kg/NASDAQ/RAND · as of 2026-11-08
Identity and listing
The issuer is RAND CAPITAL CORP, listed on NASDAQ under ticker RAND, with ISIN US7521852076. The LEI is not on the record. The security type is Corporate. The segment is not on the record. The sector is not on the record. The jurisdiction is United States, New York. The listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | RAND CAPITAL CORP | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | RAND | source · 2026-11-08 |
| ISIN | US7521852076 | source · 2026-08-28 |
| LEI | not on the record | |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — New York | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 16 filings in the window 2025-11-08 to 2026-11-08, across 11 filing days. Of these, 2 are AGM/EGM filings, 5 are regulatory filings and 9 are results. The median gap between filing days is 20.5 days. The latest filing is dated 2026-11-04, a results filing, 4 days before the record date. On NASDAQ the median filings count is 52, the median cadence gap is 6.0 days and the median latency is 5.0 days across 4359 issuers. The sector median for this market is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 16 | 20.5 | 4 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-04 | results | 8-K | 8-K — 8-K (items 2.02,7.01,9.01) |
| 2026-11-04 | results | 10-Q | 10-Q — 10-Q |
| 2026-09-16 | regulatory_filing | 40-17F2 | 40-17F2 — 40-17F2 |
| 2026-08-05 | results | 8-K | 8-K — 8-K (items 2.02,7.01,9.01) |
| 2026-08-05 | results | 10-Q | 10-Q — 10-Q |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read. The count is 0.
Open research
No openly published research notes were found on the record. The count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds the issuer's sealed years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
7 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0000081955.json (identity.jurisdiction)
- 10.4
- https://mcp.us-cm-kg.ai/events/NASDAQ/RAND (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.7
- https://mcp.us-cm-kg.ai/record/NASDAQ/RAND (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US7521852076"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:00b0f144e528854a.