SIEBERT FINANCIAL CORP (SIEB) — research page
US · us-cm-kg/NASDAQ/SIEB · as of 2026-11-08
Identity and listing
SIEBERT FINANCIAL CORP is listed on NASDAQ under the ticker SIEB, with ISIN US8261761097. The LEI is not on the record, as no GLEIF record with the exact legal name in jurisdiction US-NY was found. The security type is Corporate, the sector is 6211 Security Brokers, Dealers & Flotation Companies, and the jurisdiction is United States, New York. The segment is not on the record. The listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | SIEBERT FINANCIAL CORP | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | SIEB | source · 2026-11-08 |
| ISIN | US8261761097 | source · 2026-09-29 |
| LEI | not on the record | |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6211 Security Brokers, Dealers & Flotation Companies | source · 2026-11-08 |
| jurisdiction | United States — New York | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 46 filings in the twelve months to 2026-11-08, across 16 filing days. The median gap between filing days is 17 days. The latest filing is dated 2026-11-04, four days before the record date, and is of type director_change. Of the 46 filings, 32 are directors_dealings, 5 are regulatory_filing, 4 are results, 3 are agm_egm, and 2 are director_change. The NASDAQ exchange median is 52 filings, a median gap of 6.0 days, and a median latency of 5.0 days. The sector median is 106.0 filings, a median gap of 4.0 days, and a median latency of 3 days.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 46 | 17 | 4 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| sector median: 6211 Security Brokers, Dealers & Flotation Companies (56 issuers) | 106 | 4 | 3 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-04 | director_change | 8-K | 8-K — CURRENT REPORT (items 5.02) |
| 2026-10-08 | regulatory_filing | ARS | ARS — ARS |
| 2026-10-08 | agm_egm | DEFA14A | DEFA14A — DEFA14A |
| 2026-10-08 | agm_egm | DEF 14A | DEF 14A — DEF 14A |
| 2026-09-30 | directors_dealings | 4 | 4 |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is Crowe LLP, located in New York. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0000065596.json (identity.jurisdiction)
- 10.4
- https://mcp.us-cm-kg.ai/events/NASDAQ/SIEB (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://www.sec.gov/Archives/edgar/data/65596/000121390026036500/ea0281594-10k_siebert.htm (the auditor)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NASDAQ/SIEB (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US8261761097"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:f41351a3ee9b8c5b.