Sonoma Pharmaceuticals, Inc. (SNOA) — research page
US · us-cm-kg/NASDAQ/SNOA · as of 2026-11-08
Identity and listing
Sonoma Pharmaceuticals, Inc. is listed on NASDAQ under ticker SNOA, ISIN US83558L3033 and LEI 54930008C5Z4F02SWO71. Its security type is Corporate, its sector is 3841 Surgical & Medical Instruments & Apparatus, and its jurisdiction is United States — Delaware. Its segment is not on the record. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | Sonoma Pharmaceuticals, Inc. | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | SNOA | source · 2026-11-08 |
| ISIN | US83558L3033 | source · 2026-08-21 |
| LEI | 54930008C5Z4F02SWO71 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 3841 Surgical & Medical Instruments & Apparatus | source · 2026-11-08 |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 41 filings across 23 filing days in the twelve months to 2026-11-08. The median gap between filing days is 8.0 days, against 6.0 days for NASDAQ and 6 days for the sector. The median latency for the issuer is 33 days from the latest filing to the record date, against 5.0 days for NASDAQ and 4 days for the sector. The latest filing is a regulatory filing dated 2026-10-06.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 41 | 8 | 33 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| sector median: 3841 Surgical & Medical Instruments & Apparatus (129 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-06 | regulatory_filing | 8-A12B/A | 8-A12B/A — AMENDMENT TO FORM 8-A12B |
| 2026-10-06 | corporate_news | 8-K | 8-K — CURRENT REPORT (items 1.01,3.03,5.03,9.01) |
| 2026-09-17 | agm_egm | 8-K | 8-K — CURRENT REPORT (items 5.07) |
| 2026-08-19 | agm_egm | 8-K | 8-K — FORM 8-K (items 5.07) |
| 2026-08-06 | results | 10-Q | 10-Q — FORM 10-Q FOR JUN 2026 |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is Frazier & Deeter, LLC, located in Nashville, Tennessee. The record holds no auditor changes.
Events and halts
The record holds a listing dated 2026-10-06. It holds no delisting, name change, domicile change or segment move, and the domicile change and segment move are not on the record. The halt flag is listed, not halted.
Orderability
The outcome is not determinable because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
Two research houses are named on the issuer's investor-relations page: Ladenburg Thalmann & Co. Inc. and Trickle Research.
| research house | analyst | source · read date |
|---|---|---|
| Ladenburg Thalmann & Co. Inc. | Jeffrey S. Cohen | issuer page · 2026-11-11 |
| Trickle Research | David Lavigne | issuer page · 2026-11-11 |
Open research
The record holds one openly published research note, by Stonegate Capital Partners, dated 2017-10-01.
| date | publisher | note | kind |
|---|---|---|---|
| 2017-10-01 | Stonegate Capital Partners | Sonoma Pharmaceuticals, Inc. | issuer-sponsored |
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
11 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001367083.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/SNOA (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://www.sec.gov/Archives/edgar/data/1367083/000168316826004871/sonoma_i10k-033126.htm (the auditor)
- 10.8
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.9
- https://ir.sonomapharma.com/analyst-coverage (coverage)
- 10.10
- https://stonegateinc.com/reports/SNOA_Oct_2017.pdf (open research)
- 10.11
- https://mcp.us-cm-kg.ai/record/NASDAQ/SNOA (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US83558L3033"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:c09eebb24c3beef1.