TOP Financial Group Ltd (TOP) — research page
US · us-cm-kg/NASDAQ/TOP · as of 2026-11-08
Identity and listing
The issuer is TOP Financial Group Ltd, listed on NASDAQ under the ticker TOP. The ISIN is not on the record and the LEI is not on the record. Its security type is Corporate and its segment is not on the record. Its sector is 6200 Security & Commodity Brokers, Dealers, Exchanges & Services and its jurisdiction is the Cayman Islands. Its status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | TOP Financial Group Ltd | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | TOP | source · 2026-11-08 |
| ISIN | not on the record | |
| LEI | not on the record | |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6200 Security & Commodity Brokers, Dealers, Exchanges & Services | source · 2026-11-08 |
| jurisdiction | Cayman Islands | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 39 filings on 29 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 7.0 days, against an exchange median of 6.0 days and a sector median of 6.0 days. The latest filing is dated 2026-11-03, 5 days before the record date, and is of type corporate_news. The exchange median filing count is 52 and the sector median filing count is 69.0.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 39 | 7 | 5 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| sector median: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services (16 issuers) | 69 | 6 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-03 | corporate_news | 8-K | 8-K — CURRENT REPORT (items 7.01,9.01) |
| 2026-10-28 | results | 10-Q | 10-Q — QUARTERLY REPORT |
| 2026-10-16 | corporate_news | 8-K | 8-K — CURRENT REPORT (items 7.01,9.01) |
| 2026-10-14 | corporate_news | 8-K | 8-K — CURRENT REPORT (items 7.01,9.01) |
| 2026-10-13 | directors_dealings | 3 | 3 — PRIMARY DOCUMENT |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no auditor name tag. The auditor location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record. The segment move is not on the record. The issuer is listed, not halted.
Orderability
The outcome is not determinable because the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The vintage is sealed. The issuer years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
6 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://data.sec.gov/submissions/CIK0001848275.json (identity.jurisdiction)
- 10.3
- https://mcp.us-cm-kg.ai/events/NASDAQ/TOP (the disclosure lines)
- 10.4
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.5
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.6
- https://mcp.us-cm-kg.ai/record/NASDAQ/TOP (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"ticker":"TOP","exchange":"NASDAQ"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:c946c60950d0b28c.