UPEXI, INC. (UPXI) — research page
US · us-cm-kg/NASDAQ/UPXI · as of 2026-11-08
Identity and listing
The issuer is UPEXI, INC., listed on NASDAQ under ticker UPXI, with ISIN US39959A2050 and LEI 529900DXT4FO60PCDE09. Its security type is Corporate and its segment is not on the record. Its sector is 6199 Finance Services and its jurisdiction is United States, Delaware. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | UPEXI, INC. | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | UPXI | source · 2026-11-08 |
| ISIN | US39959A2050 | source · 2026-11-08 |
| LEI | 529900DXT4FO60PCDE09 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6199 Finance Services | source · 2026-11-08 |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 80 filings in the window 2025-11-08 to 2026-11-08, across 60 filing days. The median gap between filing days is 4 days, against a median of 6.0 days for NASDAQ and 5.0 days for 6199 Finance Services. The latest filing is dated 2026-10-13 and is of type corporate_news, which is 26 days before the record date. The median latency is 5.0 days for NASDAQ and 4.0 days for 6199 Finance Services. The median filings count is 52 for NASDAQ and 61.5 for 6199 Finance Services. The filings by type are 23 corporate news, 21 regulatory filings, 10 directors' dealings, 10 prospectuses, 8 results, 4 AGM/EGM, 2 ad hoc, and 2 halt/suspension.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 80 | 4 | 26 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| sector median: 6199 Finance Services (184 issuers) | 61.5 | 5 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-13 | corporate_news | 8-K | 8-K — FORM 8-K (items 7.01,9.01) |
| 2026-10-13 | agm_egm | DEF 14A | DEF 14A — DEF 14A |
| 2026-10-07 | corporate_news | 8-K | 8-K — FORM 8-K (items 8.01,9.01) |
| 2026-09-29 | agm_egm | PRE 14A | PRE 14A — PRE 14A |
| 2026-09-17 | results | 8-K | 8-K — FORM 8-K (items 2.02,9.01) |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is GBQ Partners LLC, located in Columbus, Ohio. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
The issuer's investor-relations page names 2 research houses: A.G.P. / Alliance Global Partners and Cantor Fitzgerald.
| research house | analyst | source · read date |
|---|---|---|
| A.G.P. / Alliance Global Partners | Brian Kinstlinger | issuer page · 2026-11-11 |
| Cantor Fitzgerald | Gareth Gacetta | issuer page · 2026-11-11 |
Open research
No openly published research notes were found for the issuer.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for the issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
10 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001775194.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/UPXI (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://www.sec.gov/Archives/edgar/data/1775194/000147793226005668/upxi_10k.htm (the auditor)
- 10.8
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.9
- https://ir.upexi.com/stock-data/analyst-coverage (coverage)
- 10.10
- https://mcp.us-cm-kg.ai/record/NASDAQ/UPXI (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US39959A2050"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:f9460e42da2bd456.