AMERIPRISE FINANCIAL INC (AMP) — research page
US · us-cm-kg/NYSE/AMP · as of 2026-11-08
Identity and listing
The issuer is AMERIPRISE FINANCIAL INC, listed on NYSE under ticker AMP, ISIN US03076C1062, LEI 6ZLKQF7QB6JAEKQS5388. Its security type is Corporate, its segment is not on the record, its sector is 6282 Investment Advice, and its jurisdiction is United States — Delaware. The issuer is listed and not halted.
| field | value | source · read date |
|---|---|---|
| name | AMERIPRISE FINANCIAL INC | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | AMP | source · 2026-11-08 |
| ISIN | US03076C1062 | source · 2026-10-13 |
| LEI | 6ZLKQF7QB6JAEKQS5388 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6282 Investment Advice | source · 2026-11-08 |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 208 filings in the window 2025-11-08 to 2026-11-08, on 58 filing days. The median gap between filing days is 3 days. The latest filing is dated 2026-11-05, 3 days before the record date, and is of type directors_dealings. Exchange peers on NYSE show a median cadence gap of 6.0 days, a median of 64.0 filings and a median latency of 4.0 days. Sector peers in 6282 Investment Advice show a median cadence gap of 5.0 days, a median of 79 filings and a median latency of 3 days.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 208 | 3 | 3 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| sector median: 6282 Investment Advice (65 issuers) | 79 | 5 | 3 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-05 | directors_dealings | 4 | 4 |
| 2026-10-30 | results | 10-Q | 10-Q — 10-Q |
| 2026-10-29 | results | 8-K | 8-K — 8-K (items 2.02,9.01) |
| 2026-09-04 | regulatory_filing | SCHEDULE 13G/A | SCHEDULE 13G/A |
| 2026-08-14 | regulatory_filing | 13F-HR | 13F-HR |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The issuer is listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The vintage is sealed. The sealed years holding the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0000820027.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/AMP (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/AMP (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US03076C1062"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:3c35b289cdba39a0.