UBS AG (AMUB) — research page
US · us-cm-kg/NYSE/AMUB · as of 2026-11-08
Identity and listing
The issuer is UBS AG, listed on the NYSE under ticker AMUB, with ISIN US90274D3742 and LEI BFM8T61CT2L1QCEMIK50. Its security type is recorded as non-operating entity type (other), and its sector is 6021 National Commercial Banks. Its jurisdiction is Switzerland, its segment is not on the record, and its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | UBS AG | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | AMUB | source · 2026-11-08 |
| ISIN | US90274D3742 | source · 2026-10-05 |
| LEI | BFM8T61CT2L1QCEMIK50 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6021 National Commercial Banks | source · 2026-11-08 |
| jurisdiction | Switzerland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 13914 filings in the twelve months to 2026-11-08, across 246 filing days. Of these, 13765 are prospectus, 101 are regulatory filing, 47 are results, and 1 is halt suspension. The median gap between filing days is 1 day, and the latest filing is dated 2026-11-06, two days before the record date, and is of type prospectus. The NYSE median cadence gap is 6.0 days with a median of 64.0 filings and a median latency of 4.0 days across 3256 issuers. The sector median cadence gap is 4 days with a median of 137 filings and a median latency of 2 days across 177 issuers.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 13914 | 1 | 2 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| sector median: 6021 National Commercial Banks (177 issuers) | 137 | 4 | 2 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-06 | prospectus | 424B3 | 424B3 — FORM 424B3 |
| 2026-11-06 | prospectus | 424B2 | 424B2 — FORM 424B2 |
| 2026-11-06 | prospectus | 424B2 | 424B2 — FORM 424B2 |
| 2026-11-06 | prospectus | 424B2 | 424B2 — FORM 424B2 |
| 2026-11-06 | prospectus | 424B2 | 424B2 — FORM 424B2 |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag, as is the case for foreign private issuers and older filings. The auditor's location is not on the record, and the record holds no auditor changes.
Events and halts
The record holds one lifecycle line: a delisting dated 2026-08-19. No listing, name change, or segment move is on the record. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line, and the segment move is not on the record because exchange tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
The issuer's investor-relations page names 19 research houses: Autonomous, Barclays, Citi, Deutsche Bank, Exane BNP Paribas, Goldman Sachs, Jefferies, J.P. Morgan, Keefe, Bruyette & Woods, Kepler Cheuvreux, Mediobanca, Morgan Stanley, Morningstar, Oddo, RBC, Redburn, Santander, Vontobel, and ZKB.
| research house | analyst | source · read date |
|---|---|---|
| Autonomous | Stefan Stalmann | issuer page · 2026-11-11 |
| Barclays | Flora Bocahut | issuer page · 2026-11-11 |
| Citi | Andrew Coombs | issuer page · 2026-11-11 |
| Deutsche Bank | Benjamin Goy | issuer page · 2026-11-11 |
| Exane BNP Paribas | Jeremy Sigee | issuer page · 2026-11-11 |
| Goldman Sachs | Chris Hallam | issuer page · 2026-11-11 |
| Jefferies | Joseph Dickerson | issuer page · 2026-11-11 |
| J.P. Morgan | Kian Abouhossein | issuer page · 2026-11-11 |
| Keefe, Bruyette & Woods | Tom Hallett | issuer page · 2026-11-11 |
| Kepler Cheuvreux | Nicolas Payen | issuer page · 2026-11-11 |
| Mediobanca | Amit Goel | issuer page · 2026-11-11 |
| Morgan Stanley | issuer page · 2026-11-11 | |
| Morningstar | Johann Scholtz | issuer page · 2026-11-11 |
| Oddo | Roland Pfänder | issuer page · 2026-11-11 |
| RBC | Anke Reingen | issuer page · 2026-11-11 |
| Redburn | Nicholas Watts | issuer page · 2026-11-11 |
| Santander | Ignacio Mendez | issuer page · 2026-11-11 |
| Vontobel | Andreas Venditti | issuer page · 2026-11-11 |
| ZKB | Ausano Cajrati Crivelli | issuer page · 2026-11-11 |
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. The market's vintage is sealed.
Sources
9 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001114446.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/AMUB (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html (coverage)
- 10.9
- https://mcp.us-cm-kg.ai/record/NYSE/AMUB (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US90274D3742"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:938a5605e1a5da33.