Axos Financial, Inc. (AX) — research page
US · us-cm-kg/NYSE/AX · as of 2026-11-08
Identity and listing
The issuer is Axos Financial, Inc., listed on the NYSE under ticker AX, with ISIN US05465C1009 and LEI 529900D8M56422GK9O25. The security type is Corporate and the segment is not on the record. The sector is 6035 Savings Institution, Federally Chartered and the jurisdiction is United States — Delaware. The issuer is listed and not halted.
| field | value | source · read date |
|---|---|---|
| name | Axos Financial, Inc. | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | AX | source · 2026-11-08 |
| ISIN | US05465C1009 | source · 2026-10-14 |
| LEI | 529900D8M56422GK9O25 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6035 Savings Institution, Federally Chartered | source · 2026-11-08 |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 107 filings in the window 2025-11-08 to 2026-11-08, across 52 filing days. The median gap between filing days is 4 days. The latest filing is dated 2026-11-05 and is of type regulatory_filing, 3 days before the record date of 2026-11-08. On the NYSE the median cadence gap is 6.0 days, the median filings are 64.0, and the median latency is 4.0 days across 3256 issuers. In the sector the median cadence gap is 6.0 days, the median filings are 53.5, and the median latency is 5.0 days across 34 issuers. The issuer's filings by type are: directors_dealings 58, regulatory_filing 24, corporate_news 11, results 8, agm_egm 3, takeover 2, director_change 1.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 107 | 4 | 3 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| sector median: 6035 Savings Institution, Federally Chartered (34 issuers) | 53.5 | 6 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-05 | regulatory_filing | SCHEDULE 13G/A | SCHEDULE 13G/A |
| 2026-11-03 | corporate_news | 8-K | 8-K — 8-K (items 7.01,9.01) |
| 2026-10-29 | results | 10-Q | 10-Q — 10-Q |
| 2026-10-29 | results | 8-K | 8-K — 8-K (items 2.02,9.01) |
| 2026-09-24 | regulatory_filing | ARS | ARS — ARS |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. The record carries no auditor changes.
Events and halts
The record holds two listing lines, both dated 2026-08-25. It holds no delisting, name change, or segment move lines. The domicile change is not on the record, because EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, because the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, chapter as of 2026-11-04. The chapter's orderability section carries no client_categories, so the outcome cannot name its client category.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's own investor-relations page.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for the issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001299709.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/AX (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/AX (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US05465C1009"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:d1c0521d0766c902.