DeFi Capital Markets, Inc. (DCM) — research page
US · us-cm-kg/NYSE/DCM · as of 2026-11-08
Identity and listing
The issuer is DeFi Capital Markets, Inc., listed on the NYSE under ticker DCM. The ISIN is not on the record. The LEI is not on the record. The security type is Corporate. The segment is not on the record. The sector is 5065 Wholesale-Electronic Parts & Equipment, NEC. The jurisdiction is United States, Maryland. The issuer is listed and not halted.
| field | value | source · read date |
|---|---|---|
| name | DeFi Capital Markets, Inc. | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | DCM | source · 2026-11-08 |
| ISIN | not on the record | |
| LEI | not on the record | |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 5065 Wholesale-Electronic Parts & Equipment, NEC | source · 2026-11-08 |
| jurisdiction | United States — Maryland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 95 filings in the twelve months to 2026-11-08, on 69 filing days. The median gap between filing days is 4.0 days. The latest filing is dated 2026-11-03, 5 days before the record date. The latest filing is of type regulatory_filing. The NYSE median cadence gap is 6.0 days, the NYSE median filings count is 64.0, and the NYSE median latency is 4.0 days, across 3256 issuers. The sector median cadence gap is 4.5 days, the sector median filings count is 87.5, and the sector median latency is 5.5 days, across 6 issuers. By type, the record holds 4 ad hoc, 13 agm_egm, 3 corporate_news, 41 directors_dealings, 2 prospectus, 28 regulatory_filing, and 4 results filings.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 95 | 4 | 5 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| sector median: 5065 Wholesale-Electronic Parts & Equipment, NEC (6 issuers) | 87.5 | 4.5 | 5.5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-03 | regulatory_filing | EFFECT | EFFECT (items ,,) |
| 2026-10-26 | prospectus | S-3 | S-3 — FORM S-3 |
| 2026-10-26 | agm_egm | DEFA14A | DEFA14A — DEFA14A |
| 2026-10-20 | agm_egm | DEF 14A | DEF 14A — DEF 14A |
| 2026-10-15 | ad_hoc | 8-K | 8-K — FORM 8-K (items 5.03,9.01) |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is CBIZ CPAs P.C., located in Philadelphia, PA. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change events. The domicile change is not on the record. The segment move is not on the record. The halt flag reads listed, not halted.
Orderability
The orderability outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read. The count is 0.
Open research
No openly published research notes were found on the record. The count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed filings for this issuer in the years 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
7 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://data.sec.gov/submissions/CIK0000102109.json (identity.jurisdiction)
- 10.3
- https://mcp.us-cm-kg.ai/events/NYSE/DCM (the disclosure lines)
- 10.4
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.5
- https://www.sec.gov/Archives/edgar/data/102109/000110465926080359/uuu-20260331x10k.htm (the auditor)
- 10.6
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.7
- https://mcp.us-cm-kg.ai/record/NYSE/DCM (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"ticker":"DCM","exchange":"NYSE"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:69e7ba5d0a2d656d.