EQUUS TOTAL RETURN, INC. (EQS) — research page
US · us-cm-kg/NYSE/EQS · as of 2026-11-08
Identity and listing
The issuer is EQUUS TOTAL RETURN, INC., listed on NYSE under ticker EQS, with ISIN US2947661003. The LEI is not on the record. The security type is Corporate, the jurisdiction is United States, Delaware, and the listing status is listed, not halted. The segment and sector are not on the record.
| field | value | source · read date |
|---|---|---|
| name | EQUUS TOTAL RETURN, INC. | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | EQS | source · 2026-11-08 |
| ISIN | US2947661003 | source · 2026-09-17 |
| LEI | not on the record | |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 38 filings in the twelve months to 2026-11-08, across 23 filing days. The median gap between filing days is 7.5 days. The latest filing is dated 2026-11-05, 3 days before the record date, and is of type regulatory_filing. The NYSE peer median is 6.0 days for cadence, 64.0 filings for volume, and 4.0 days for latency across 3256 issuers. The sector peer figure is not on the record for this market.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 38 | 7.5 | 3 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-05 | regulatory_filing | SCHEDULE 13G | SCHEDULE 13G |
| 2026-10-13 | halt_suspension | 8-K | 8-K — FORM 8-K (items 3.01,7.01,9.01) |
| 2026-08-14 | results | 10-Q | 10-Q — FORM 10-Q |
| 2026-07-02 | agm_egm | 8-K | 8-K — FORM 8-K (items 5.07) |
| 2026-06-23 | regulatory_filing | SCHEDULE 13D | SCHEDULE 13D |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, and neither is its location. The record carries auditor changes dated 2026-05-04 and 2026-05-12.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, and the segment move is not on the record. The halt flag shows the issuer as listed, not halted.
Orderability
The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, because the chapter names no client categories. The chapter was as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations page.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
7 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0000878932.json (identity.jurisdiction)
- 10.4
- https://mcp.us-cm-kg.ai/events/NYSE/EQS (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.7
- https://mcp.us-cm-kg.ai/record/NYSE/EQS (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US2947661003"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:80769fe9c66ffc90.