FIRST TRUST MORTGAGE INCOME FUND (FMY) — research page
US · us-cm-kg/NYSE/FMY · as of 2026-11-08
Identity and listing
The issuer is FIRST TRUST MORTGAGE INCOME FUND, listed on the NYSE under ticker FMY, with ISIN US33734E1038 and LEI 549300DJXDU5IDLS9H81. Its security type is recorded as non-operating entity type (other). Its segment, sector and jurisdiction are not on the record. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | FIRST TRUST MORTGAGE INCOME FUND | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | FMY | source · 2026-11-08 |
| ISIN | US33734E1038 | source · 2026-11-08 |
| LEI | 549300DJXDU5IDLS9H81 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | not on the record | |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 16 filings on 16 filing days in the window 2025-11-08 to 2026-11-08, of which 14 are regulatory filings, 1 is an AGM/EGM filing and 1 is a directors' dealings filing. The median gap between filing days is 8 days. The latest filing is dated 2026-11-06, a regulatory filing, 2 days before the record date. The NYSE peer medians are 3256 issuers, a cadence gap of 6.0 days, 64.0 filings and a latency of 4.0 days. The sector peer medians are not on the record for the US market.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 16 | 8 | 2 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-06 | regulatory_filing | 40-17G | 40-17G — AMENDED FIDELITY BOND |
| 2026-10-01 | regulatory_filing | SCHEDULE 13G/A | SCHEDULE 13G/A |
| 2026-09-24 | regulatory_filing | NPORT-P | NPORT-P |
| 2026-07-31 | regulatory_filing | N-PX | N-PX |
| 2026-07-07 | regulatory_filing | N-CSRS | N-CSRS — SEMI-ANNUAL REPORT TO SHAREHOLDERS |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag, and its location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
The record holds no research houses named on the issuer's investor-relations page, the count is 0, and none was found on the pages read.
Open research
The record holds no openly published research notes for the issuer, and none was found.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- 10.3
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.4
- https://data.sec.gov/submissions/CIK0001319183.json (identity.name)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/FMY (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/FMY (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US33734E1038"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:927bcd6953204484.