Hercules Capital, Inc. (HCXY) — research page
US · us-cm-kg/NYSE/HCXY · as of 2026-11-08
Identity and listing
The issuer is Hercules Capital, Inc., listed on NYSE under ticker HCXY, with ISIN US4270968476 and LEI 549300UJ5OC256GR2B73. Its security type is Corporate, its jurisdiction is United States, Maryland, and its status is listed, not halted. Segment and sector are not on the record.
| field | value | source · read date |
|---|---|---|
| name | Hercules Capital, Inc. | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | HCXY | source · 2026-11-08 |
| ISIN | US4270968476 | source · 2026-10-14 |
| LEI | 549300UJ5OC256GR2B73 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Maryland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 94 filings on 42 filing days in the window 2025-11-08 to 2026-11-08. The median gap between filing days is 5 days, and the latest filing was made on 2026-10-29, 10 days before the record date, a results filing. The NYSE median cadence gap is 6.0 days and its median latency is 4.0 days; the NYSE median filings count is 64.0. The sector median is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 94 | 5 | 10 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-29 | results | 8-K | 8-K — 8-K (items 2.02,8.01,9.01) |
| 2026-10-29 | results | 10-Q | 10-Q — 10-Q |
| 2026-10-13 | directors_dealings | 4 | 4 — PRIMARY DOCUMENT |
| 2026-10-13 | directors_dealings | 4 | 4 — PRIMARY DOCUMENT |
| 2026-10-13 | directors_dealings | 4 | 4 — PRIMARY DOCUMENT |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record, and the record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, and the segment move is not on the record. The issuer is listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with chapter as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
The record names 9 research houses from the issuer's investor-relations page: Piper Sandler & Co., Wells Fargo, Jefferies, KBW, Ladenburg Thalmann, Compass Point, Citizens, UBS and Lucid Capital Markets.
| research house | analyst | source · read date |
|---|---|---|
| Piper Sandler & Co. | Crispin Love | issuer page · 2026-11-11 |
| Wells Fargo | Finian O'Shea | issuer page · 2026-11-11 |
| Jefferies | John Hecht | issuer page · 2026-11-11 |
| KBW | Paul Johnson | issuer page · 2026-11-11 |
| Ladenburg Thalmann | Christopher Nolan | issuer page · 2026-11-11 |
| Compass Point | Jason Stewart | issuer page · 2026-11-11 |
| Citizens | Chris Muller | issuer page · 2026-11-11 |
| UBS | Melissa Wedel | issuer page · 2026-11-11 |
| Lucid Capital Markets | Ethan Kaye | issuer page · 2026-11-11 |
Open research
The record holds 1 openly published research note, by Sure Dividend, dated 2024-05-11.
| date | publisher | note | kind |
|---|---|---|---|
| 2024-05-11 | Sure Dividend | Hercules Capital Inc. (HTGC) | independent |
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The vintage is sealed. The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
10 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001280784.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/HCXY (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://investor.htgc.com/stock-data/analyst-coverage (coverage)
- 10.9
- https://www.suredividend.com/wp-content/uploads/2024/05/HTGC-2024-05-11.pdf (open research)
- 10.10
- https://mcp.us-cm-kg.ai/record/NYSE/HCXY (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US4270968476"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:7f65bfc540d31eed.