HIGHLAND OPPORTUNITIES & INCOME FUND (HFRO) — research page
US · us-cm-kg/NYSE/HFRO · as of 2026-11-08
Identity and listing
The issuer is HIGHLAND OPPORTUNITIES & INCOME FUND, listed on NYSE under ticker HFRO, with ISIN US43010E4044 and LEI 254900CMUE9FRYL2UR80. Its security type is non-operating entity type (investment). Segment and sector are not on the record. Jurisdiction is United States, Massachusetts. Listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | HIGHLAND OPPORTUNITIES & INCOME FUND | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | HFRO | source · 2026-11-08 |
| ISIN | US43010E4044 | source · 2026-10-01 |
| LEI | 254900CMUE9FRYL2UR80 | source · 2026-11-08 |
| security type | Non-operating entity type (investment) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Massachusetts | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 32 filings on 28 filing days in the window 2025-11-08 to 2026-11-08. By type, 1 is an AGM/EGM filing, 1 is a director change, 10 are directors' dealings and 20 are regulatory filings. The median gap between filing days is 6 days. The latest filing is dated 2026-09-04 and is of type regulatory_filing, 65 days before the record date of 2026-11-08. On NYSE the median filings count is 64.0, the median cadence gap is 6.0 days and the median latency is 4.0 days, across 3256 issuers. The issuer's 32 filings are below the NYSE median of 64.0, its cadence gap of 6 days equals the NYSE median of 6.0 days, and its latency of 65 days is above the NYSE median of 4.0 days. The sector peer median is not on the record for the US market.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 32 | 6 | 65 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-09-04 | regulatory_filing | N-CSRS | N-CSRS — N-CSRS |
| 2026-09-02 | regulatory_filing | NPORT-P/A | NPORT-P/A |
| 2026-08-31 | regulatory_filing | NPORT-P | NPORT-P |
| 2026-08-17 | regulatory_filing | N-PX | N-PX |
| 2026-07-29 | regulatory_filing | SCHEDULE 13D/A | SCHEDULE 13D/A |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations page. The count is 0.
Open research
No openly published research notes were found. The count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer is held in sealed years 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with earliest sealed date 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001710680.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/HFRO (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/HFRO (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US43010E4044"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:0cd7a94fdd82cac7.