Horizon Technology Finance Corp (HTFC) — research page
US · us-cm-kg/NYSE/HTFC · as of 2026-11-08
Identity and listing
Horizon Technology Finance Corp is listed on NYSE under ticker HTFC. Its ISIN is US44045A5083 and its LEI is not on the record. Its security type is Corporate, incorporated in Delaware, United States. Its segment and sector are not on the record. Its status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | Horizon Technology Finance Corp | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | HTFC | source · 2026-11-08 |
| ISIN | US44045A5083 | source · 2026-10-14 |
| LEI | not on the record | |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 64 filings on 37 filing days in the twelve months to 2026-11-08. The median gap between filing days is 4.0 days, against a NYSE median of 6.0 days. The latest filing is 3 days before the record date, with a median latency of 4.0 days across NYSE, and it is a corporate news filing dated 2026-11-05. Sector median figures are not on the record. Filings by type are 21 regulatory filings, 13 corporate news, 11 directors' dealings, 9 results, 4 AGM or EGM, 4 prospectuses, 1 director change and 1 halt or suspension.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 64 | 4 | 3 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-05 | corporate_news | 8-K | 8-K — FORM 8-K (items 8.01,9.01) |
| 2026-11-05 | results | 8-K | 8-K — FORM 8-K (items 2.02,9.01) |
| 2026-11-05 | results | 10-Q | 10-Q — FORM 10-Q |
| 2026-09-09 | corporate_news | 8-K | 8-K — FORM 8-K (items 1.01,9.01) |
| 2026-09-04 | regulatory_filing | 40-17G | 40-17G — 40-17G |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, and its location is not on the record. The record carries an auditor change dated 2026-05-14.
Events and halts
The record holds a delisting dated 2026-01-29. It holds no listing or name change lines. A domicile change is not on the record, and a segment move is not on the record. The halt flag is off: listed, not halted.
Orderability
The outcome is not determinable. The chapter's orderability section carries no client categories, so no client category outcome can be named. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the investor-relations pages read, and the count is 0.
Open research
No openly published research notes were found on the record, and the count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The vintage is sealed. The issuer years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
7 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001487428.json (identity.jurisdiction)
- 10.4
- https://mcp.us-cm-kg.ai/events/NYSE/HTFC (the disclosure lines)
- 10.5
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.6
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.7
- https://mcp.us-cm-kg.ai/record/NYSE/HTFC (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US44045A5083"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:51684c84eac9be23.