PennantPark Floating Rate Capital Ltd. (PFLA) — research page
US · us-cm-kg/NYSE/PFLA · as of 2026-11-08
Identity and listing
The issuer is PennantPark Floating Rate Capital Ltd., listed on the NYSE under ticker PFLA, with ISIN US70806A2050 and LEI 529900BH3IP6381K4L72. Its security type is Corporate. Its segment, sector and jurisdiction are not on the record. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | PennantPark Floating Rate Capital Ltd. | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | PFLA | source · 2026-11-08 |
| ISIN | US70806A2050 | source · 2026-10-13 |
| LEI | 529900BH3IP6381K4L72 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | not on the record | |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 50 filings in the window 2025-11-08 to 2026-11-08, across 35 filing days. The median gap between filing days is 5.0 days. The latest filing is dated 2026-11-03, is of type corporate news, and falls 5 days before the record date of 2026-11-08. The NYSE median cadence gap is 6.0 days across 3256 issuers, the NYSE median filings count is 64.0, and the NYSE median latency is 4.0 days. The sector median for the US market is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 50 | 5 | 5 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-03 | corporate_news | 8-K | 8-K — FORM 8-K (items 7.01,9.01) |
| 2026-10-06 | corporate_news | 8-K | 8-K — FORM 8-K (items 7.01,9.01) |
| 2026-10-02 | corporate_news | 8-K | 8-K — FORM 8-K (items 7.01,9.01) |
| 2026-09-02 | corporate_news | 8-K | 8-K — FORM 8-K (items 7.01,9.01) |
| 2026-08-10 | results | 10-Q | 10-Q — 10-Q |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.
Events and halts
The record holds listing lines dated 2026-06-01 and 2026-06-02. It holds no delisting and no name change. The domicile change is not on the record, and the segment move is not on the record. The halt flag reads listed, not halted.
Orderability
The orderability outcome cannot be determined, because the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read, so the count is 0.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.4
- https://data.sec.gov/submissions/CIK0001504619.json (identity.name)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/PFLA (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/PFLA (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US70806A2050"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:667644103e30fa3a.