The page is the record's research on the issuer — no analyst, no rating, no view.

ROYCE SMALL-CAP TRUST, INC. (RVT) — research page

US · us-cm-kg/NYSE/RVT · as of 2026-11-08

Identity and listing

The issuer is ROYCE SMALL-CAP TRUST, INC., listed on the NYSE under ticker RVT, with ISIN US7809101055 and LEI 254900NJE1W1YYKNVM16. Its security type is non-operating entity type (other), and its jurisdiction is United States, Maryland. Segment and sector are not on the record. Its listing status is listed, not halted.

fieldvaluesource · read date
nameROYCE SMALL-CAP TRUST, INC.source · 2026-11-08
exchangeNYSEsource · 2026-11-08
tickerRVTsource · 2026-11-08
ISINUS7809101055source · 2026-10-07
LEI254900NJE1W1YYKNVM16source · 2026-11-08
security typeNon-operating entity type (other)source · 2026-11-08
segmentnot on the record
sectornot on the record
jurisdictionUnited States — Marylandsource · 2026-11-08
statuslisted, not haltedsource · 2026-11-08

The disclosure read

The record holds 16 filings in the twelve months to 2026-11-08, on 16 filing days, comprising 1 agm_egm, 4 directors_dealings and 11 regulatory_filing. The median gap between filing days is 14 days. The latest filing is dated 2026-09-30 and is of type directors_dealings, 39 days before the record date. The NYSE median is 6.0 days for cadence and 4.0 days for latency, with a median of 64.0 filings per issuer across 3256 issuers. Sector peer figures are not on the record for the US market.

filingsmedian gap between filing daysdays from latest filing to as-of
this issuer161439
exchange median: NYSE (3256 issuers)6464
datetypecategoryfiling
2026-09-30directors_dealings44 — FORM 4
2026-08-26regulatory_filingN-CSRSN-CSRS
2026-08-18regulatory_filingN-PXN-PX
2026-08-14agm_egmDEF 14ADEF 14A
2026-08-11regulatory_filingNPORT-PNPORT-P

window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them

Auditor

The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag, and its location is not on the record. The record holds no auditor changes.

Events and halts

The record holds no listing, delisting, name change or segment move lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line, and the segment move is not on the record because exchange tier transfers are not EDGAR filings. The issuer is listed, not halted.

Orderability

The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, as of 2026-11-04, because the chapter's orderability section carries no client_categories and so the outcome cannot name its client category.

rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability

Coverage

No research houses were found on the issuer's investor-relations pages read, and the count is 0.

Open research

No openly published research notes were found on the record, and the count is 0.

Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

licensorentitlementtitledatesource
none loaded

As-of depth

The vintage is sealed, with sealed years for the issuer of 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

10.1
https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
10.2
https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
10.3
https://data.sec.gov/submissions/CIK0000804116.json (identity.jurisdiction)
10.4
https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
10.5
https://mcp.us-cm-kg.ai/events/NYSE/RVT (the disclosure lines)
10.6
https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
10.7
https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
10.8
https://mcp.us-cm-kg.ai/record/NYSE/RVT (the record)

Read it by agent

The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US7809101055"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:dd12695797bf1d57.