Stellus Capital Investment Corp (SCM) — research page
US · us-cm-kg/NYSE/SCM · as of 2026-11-08
Identity and listing
Stellus Capital Investment Corp is listed on NYSE under ticker SCM, with ISIN US8585681088 and LEI 5493001DZV6QC1KUSC43. Its security type is Corporate, its jurisdiction is United States, Maryland, and its segment and sector are not on the record. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | Stellus Capital Investment Corp | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | SCM | source · 2026-11-08 |
| ISIN | US8585681088 | source · 2026-10-14 |
| LEI | 5493001DZV6QC1KUSC43 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Maryland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 23 filings across 20 filing days in the window 2025-11-08 to 2026-11-08. Of these, 5 are agm_egm, 3 are corporate_news, 5 are directors_dealings, 5 are regulatory_filing and 5 are results. The median gap between filing days is 12 days, against a NYSE median of 6.0 days across 3256 issuers. The latest filing is dated 2026-10-14 and is a regulatory_filing, 25 days before the record date of 2026-11-08, against a NYSE median latency of 4.0 days. The NYSE median filing count is 64.0. The sector peer median is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 23 | 12 | 25 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-14 | regulatory_filing | APP NTC | APP NTC |
| 2026-10-06 | regulatory_filing | 40-APP/A | 40-APP/A — 40-APP/A |
| 2026-09-17 | directors_dealings | 4 | 4 — OWNERSHIP DOCUMENT |
| 2026-08-14 | regulatory_filing | 40-APP/A | 40-APP/A — 40-APP/A |
| 2026-08-10 | results | 10-Q | 10-Q — 10-Q |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record, and the record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client_categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the investor-relations pages read. The count is 0.
Open research
No openly published research notes were found. The count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001551901.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/SCM (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/SCM (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US8585681088"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:009f029d44050961.