UBS AG (SMHB) — research page
US · us-cm-kg/NYSE/SMHB · as of 2026-11-08
Identity and listing
The issuer is UBS AG, listed on NYSE under ticker SMHB, with ISIN US90274E1661 and LEI BFM8T61CT2L1QCEMIK50. Its security type is Non-operating entity type (other), its segment is not on the record, its sector is 6021 National Commercial Banks, and its jurisdiction is Switzerland. Its listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | UBS AG | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | SMHB | source · 2026-11-08 |
| ISIN | US90274E1661 | source · 2026-09-18 |
| LEI | BFM8T61CT2L1QCEMIK50 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6021 National Commercial Banks | source · 2026-11-08 |
| jurisdiction | Switzerland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 13914 filings in the window 2025-11-08 to 2026-11-08, across 246 filing days. The median gap between filing days is 1 day, against a median of 6.0 days for NYSE and 4 days for 6021 National Commercial Banks. The latest filing is dated 2026-11-06, two days before the record date, and is of type prospectus. The median filings per issuer is 64.0 on NYSE and 137 in 6021 National Commercial Banks, against 13914 for this issuer. The median latency is 4.0 days on NYSE and 2 days in 6021 National Commercial Banks.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 13914 | 1 | 2 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| sector median: 6021 National Commercial Banks (177 issuers) | 137 | 4 | 2 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-06 | prospectus | 424B3 | 424B3 — FORM 424B3 |
| 2026-11-06 | prospectus | 424B2 | 424B2 — FORM 424B2 |
| 2026-11-06 | prospectus | 424B2 | 424B2 — FORM 424B2 |
| 2026-11-06 | prospectus | 424B2 | 424B2 — FORM 424B2 |
| 2026-11-06 | prospectus | 424B2 | 424B2 — FORM 424B2 |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no auditor name tag. The auditor's location is not on the record, and the record holds no auditor changes.
Events and halts
The record holds one delisting line, dated 2026-08-19. It holds no listing, name change, domicile change or segment move; the domicile change and segment move are not on the record. The halt flag shows listed, not halted, and the record holds one halt or suspension filing in the window.
Orderability
The outcome is not determinable for this issuer, because the rule's chapter carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is dated 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the investor-relations pages read, and the count is 0.
Open research
No openly published research notes were found on the record, and the count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's years sealed on the record are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. The market's vintage is sealed.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001114446.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/SMHB (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/SMHB (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US90274E1661"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:06f8b442100b3b3a.