TRI-CONTINENTAL Corp (TY) — research page
US · us-cm-kg/NYSE/TY · as of 2026-11-08
Identity and listing
The issuer is TRI-CONTINENTAL Corp, listed on the NYSE under ticker TY, with ISIN US8954361031 and LEI 6QVMFZKY1QSOOIHD7Y77. The security type is non-operating entity type (other), jurisdiction is United States, Maryland, and the segment and sector are not on the record. The status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | TRI-CONTINENTAL Corp | source · 2026-11-08 |
| exchange | NYSE | source · 2026-11-08 |
| ticker | TY | source · 2026-11-08 |
| ISIN | US8954361031 | source · 2026-09-17 |
| LEI | 6QVMFZKY1QSOOIHD7Y77 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Maryland | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 22 filings in the twelve months to 2026-11-08, across 19 filing days. The median gap between filing days is 16.0 days, and the latest filing is dated 2026-09-28, 41 days before the record date. The latest filing is a prospectus. The NYSE median is 6.0 days cadence, 64.0 filings and 4.0 days latency across 3256 issuers. The sector median is not on the record.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 22 | 16 | 41 |
| exchange median: NYSE (3256 issuers) | 64 | 6 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-09-28 | prospectus | 424B3 | 424B3 — 424B3 |
| 2026-09-04 | regulatory_filing | N-CSRS | N-CSRS — N-CSRS |
| 2026-09-04 | corporate_news | 8-K | 8-K — 8-K (items 7.01,9.01) |
| 2026-08-28 | regulatory_filing | NPORT-P | NPORT-P |
| 2026-08-18 | regulatory_filing | N-PX | N-PX |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record, and the record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, since EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, since the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's own investor-relations page, and the count is 0.
Open research
No openly published research notes were found, and the count is 0.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0000099614.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NYSE/TY (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NYSE/TY (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US8954361031"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:8239939064f632cb.