The page is the record's research on the issuer — no analyst, no rating, no view.

LUFAX (06623) — research page

HK · hk-cm-kg/HKEX/06623 · as of 2026-11-04

Identity and listing

The issuer is LUFAX, listed on the Main Board of the market HK under ticker 06623, with ISIN KYG5700Y2097. Its LEI is not on the record, because the ISIN is not in the GLEIF mapping file and no name route was available on this node. Its security type is Corporate. Its segment, sector and jurisdiction are not on the record. Its listing status is listed, not halted.

fieldvaluesource · read date
nameLUFAXsource · 2026-11-04
exchangeMain Boardsource · 2026-11-04
ticker06623source · 2026-11-04
ISINKYG5700Y2097source · 2026-11-04
LEInot on the record
security typeCorporatesource · 2026-11-04
segmentnot on the record
sectornot on the record
jurisdictionnot on the record
statuslisted, not haltedsource · 2026-11-04

The disclosure read

The record holds 73 filings in the window from 2025-11-04 to 2026-11-04, across 48 filing days. The median gap between filing days is 6 days. The record date is 2026-11-04, and the latest filing is 7 days before it, dated 2026-10-28 and of type results. The exchange median gap between filing days is 9.0 days, the exchange median filings is 46.0, and the exchange median latency is 2.0 days, across 2472 issuers on Main Board. The sector median is not on the record.

filingsmedian gap between filing daysdays from latest filing to as-of
this issuer7367
exchange median: Main Board (2472 issuers)4692
datetypecategoryfiling
2026-10-28resultsINSIDE INFORMATION - UNAUDITED FINANCIAL RESULTS FOR THE QUARTER ENDED SEPTEMBER 30, 2026
2026-10-23announcementCompany Information Sheet
2026-10-23announcementCompany Information Sheet
2026-10-16director_changeAPPOINTMENT OF THE CHIEF FINANCIAL OFFICER
2026-10-16announcementPROFIT WARNING

window 2025-11-04 to 2026-11-04 · the node's disclosure lines, as get_filings serves them

Auditor

The auditor of record is Ernst & Young. Its location is not on the record. Auditor changes are not on the record, because the register has no lifecycle type map yet.

Events and halts

Listing, delisting, name change, domicile change and segment move are not on the record, because the register has no lifecycle type map yet. The halt flag shows listed, not halted.

Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1, as of 2026-11-04.

rule acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability

Coverage

The issuer's own investor-relations page names 14 research houses: Goldman Sachs (Asia) L.L.C., GHS, BofA Securities, Inc., UBS Securities LLC, HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, China PA Securities (Hong Kong) Company Limited, Morgan Stanley & Co. LLC, CLSA Limited, Jefferies LLC, BOCI Asia Limited, Haitong International Securities Company Limited, China Renaissance Securities (Hong Kong) Limited, and KeyBanc Capital Markets Inc.

research houseanalystsource · read date
Goldman Sachs (Asia) L.L.C.Piyush Mubayiissuer page · 2026-11-12
GHSShuo Yangissuer page · 2026-11-12
BofA Securities, Inc.Eddie Leungissuer page · 2026-11-12
UBS Securities LLCMay Yanissuer page · 2026-11-12
HSBC Securities (USA) Inc.Binnie Wongissuer page · 2026-11-12
J.P. Morgan Securities LLCKatherine Leiissuer page · 2026-11-12
China PA Securities (Hong Kong) Company LimitedAlex Kwokissuer page · 2026-11-12
Morgan Stanley & Co. LLCRichard Xuissuer page · 2026-11-12
CLSA LimitedHans Fanissuer page · 2026-11-12
Jefferies LLCThomas Chongissuer page · 2026-11-12
BOCI Asia LimitedYilin Luissuer page · 2026-11-12
Haitong International Securities Company LimitedSteven Chanissuer page · 2026-11-12
China Renaissance Securities (Hong Kong) LimitedJack Zuoissuer page · 2026-11-12
KeyBanc Capital Markets Inc.Hans Chungissuer page · 2026-11-12

Open research

No openly published research notes were found for the issuer.

Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

licensorentitlementtitledatesource
none loaded

As-of depth

The market's vintage is not sealed, and no issuer years are sealed. The live record began on 2026-09-12. Years 2021 through 2026 are sealed in the store but not served as of a date, and the as-of answer is not_sealed.

Sources

7 source pages are named on this page; every value above carries its own source page and read date in the numbers.

10.1
https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx (identity.exchange)
10.2
https://mcp.hk-cm-kg.ai/events/HKEX/06623 (the disclosure lines)
10.3
https://www.hkex.com.hk/eng/stat/smstat/dayquot/d261104e.htm (the halt flag)
10.4
https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0430/2026043003686.pdf (the auditor)
10.5
https://mcp.hk-cm-kg.ai/book/aio.json (the orderability chapter)
10.6
https://ir.lufaxholding.com/Analyst-Coverage (coverage)
10.7
https://mcp.hk-cm-kg.ai/record/HKEX/06623 (the record)

Read it by agent

The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"KYG5700Y2097"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:a18f8c5d3d8a69da.