UBS AG (CEFD) — research page

US · us-cm-kg/NYSE/CEFD · as of 2026-11-08

Identity and listing

The issuer is UBS AG, listed on NYSE under ticker CEFD, with ISIN US90269A2868 and LEI BFM8T61CT2L1QCEMIK50. Its security type is recorded as non-operating entity type (other). Its segment is not on the record. Its sector is 6021 National Commercial Banks and its jurisdiction is Switzerland. Its listing status is listed, not halted.

The disclosure read

The record holds 13914 filings in the twelve months to 2026-11-08, on 246 filing days. The median gap between filing days is 1 day. The latest filing is dated 2026-11-06 and is of type prospectus, 2 days before the record date. The exchange median cadence gap is 6.0 days and the sector median is 4 days. The exchange median latency is 4.0 days and the sector median is 2 days. The exchange median filings count is 64.0 and the sector median is 137. The filings by type are 13765 prospectus, 101 regulatory filing, 47 results and 1 halt or suspension.

window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them

Auditor

The auditor and its location are not on the record, because the latest annual report cover carries no dei:AuditorName tag. The record holds no auditor changes.

Events and halts

The record holds one delisting, dated 2026-08-19. It holds no listing, name change or segment move line. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The halt flag reads listed, not halted.

Orderability

The outcome is not determinable, as the chapter's orderability section carries no client categories. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability

Coverage

The issuer's investor-relations page names 19 research houses: Autonomous, Barclays, Citi, Deutsche Bank, Exane BNP Paribas, Goldman Sachs, Jefferies, J.P. Morgan, Keefe, Bruyette & Woods, Kepler Cheuvreux, Mediobanca, Morgan Stanley, Morningstar, Oddo, RBC, Redburn, Santander, Vontobel and ZKB.

Open research

No openly published research notes were found on the record.

Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

As-of depth

The sealed years holding the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

10.1

https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)

10.2

https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)

10.3

https://data.sec.gov/submissions/CIK0001114446.json (identity.jurisdiction)

10.4

https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)

10.5

https://mcp.us-cm-kg.ai/events/NYSE/CEFD (the disclosure lines)

10.6

https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)

10.7

https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)

10.8

https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html (coverage)

10.9

https://mcp.us-cm-kg.ai/record/NYSE/CEFD (the record)

Read it by agent

The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"isin":"US90269A2868"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:50a4b6be701d039d.